July 31st, 2014

More Motions to Dismiss Against Dr. Michael Katz

DrMicheaelKatz-Pinocchio

Justice Hart’s opinion of Dr. Katz.

Your familiarity with the defamation suit against me by Dr. Michael Katz will be presumed. Very briefly, he’s the guy that sued me because Justice Duane Hart called him a liar about 25 times and I reported it. He can’t sue the judge, so he figured he would sue me. I’ve moved to dismiss and have him sanctioned for his frivolous suit, frivolous conduct, and making an improper demand for $200 million.

My co-defendants have now also made motions to dismiss. Samson Freundlich did a “me too” motion (Affid – Freundlich) that includes this gem of a sentence that gave me a laugh:

I hereby reiterate, stress, pinpoint, underscore, focus, resonate, emphasize and magnify their same, similar and identical legal posture to myself, defendant SAMSON FREUNDLICH and incorporate into this affirmation all of their said motion papers-including, but not limited to, their memorandum of law with their annexed respective exhibits previously submitted to this honorable court and heretofore respectfully adopt, restate and recapitulate, without exception, all of their legal and factual arguments presented therein in their entirety.

And co-defendants Lester, Schwab, Katz & Dwyer and its partner Paul Kassirer, cross-moved with this filing today: Memo of Law. Theirs is a bit different than ours since we did an original publication of blog posts and theirs deals primarily with an email that Kassirer sent.

Additional documents in that filing are Kassirer’s Affidavit and this July 29 Order where the defendants in the underlying action tried to get a different doctor to do a new defense medical exam after Justice Hart made mincemeat out of Katz, out of concern that Katz would be shredded on cross-examination due to the judicial findings by Justice Hart that he had lied. That application for a new medical-legal exam was denied.

 

July 17th, 2014

Motion to Dismiss/Sanction Against Dr. Michael Katz

DrMicheaelKatz-Pinocchio

This is what Justice Duane Hart thinks of Dr. Michael Katz

Remember how I reported that I’d been sued again for defamation? Justice Duane Hart in Queens had ripped Dr. Michael Katz a new one in open court for acting like Pinocchio. And the good doctor, not being able to sue the judge for calling him a “liar” about 25 times or so, figured he would sue me instead for reporting it. (Shooting the Messenger (I’ve Been Sued Again))

Both Scott Greenfield (Turkewitz Sued By “Liar” Doctor, Michael Katz) and Marc Randazza (Judge Admonishes Expert Witness – Expert Witness Sues Blogger Who Reported On It) mocked the lawsuit.

Well, the motion to dismiss was filed this morning. And with it, the motion for sanctions. Against both the doctor and the lawyers who drafted this misbegotten, ill-advised, mongrel of a suit destined for the trash heap of history.

Having sued me on five separate causes of action, the memo runs a bit long. But this is the lede from the Memo of Law:

Last year Justice Duane Hart in Queens made numerous acidic comments about well-known defense orthopedist Michael J. Katz, calling him a liar at least 25 times (among other things). Eric Turkewitz reported on these extraordinary court proceedings on his law blog. Since Katz can’t sue the judge, he sued Turkewitz instead for reporting on what the judge said, claiming defamation, as well as a kitchen sink of other claims based on the exact same protected conduct. Not only must the case be dismissed since such reportage is absolutely protected by the law, but sanctions should be imposed against the plaintiffs for each of the clearly frivolous claims.

Part of that kitchen sink of claims that were alleged, to act as a bastard surrogate for defamation, is prima facie tort. About this, the brief says:

Prima facie tort was designed to provide a remedy for intentional and malicious actions that cause harm and for which no traditional tort provides a remedy. It is not a catch-all alternative for every grievance, annoyance, gripe and squawk  that is not independently viable.  There is no cause of action for saying mean things about someone on the Internet. Not in this country.

For those that care about the sanctions part, and what it means in New York, the brief gets there at page 28 after deconstructing each of the causes of action, and includes this piece:

It is important to note that the CPLR sanctions are set at $10,000 per prevailing party and each individual claim.  For the purposes of this matter, there are two plaintiffs and two defendants and five frivolous claims, thus subjecting the plaintiffs to as much as $200,000 in costs under CPLR 8303-a.  A long analysis of this subject was done by Justice Lebedeff in In Re Entertainment Partners Group, Inc. v. Davis,.

The complaint he filed is here, where Katz confesses in exquisite and meticulous fashion about the judicial reaming he got. You’ll find it on pages 15-30. Yeah, you read that right, it took him 15 pages to describe all the times he was called a liar.

Having confessed, conceded, declared, attested and otherwise sung to the world that Justice Katz did, in fact, call him a liar, it is remarkable that any lawyer would take this matter and sue me for reporting on what happened in court. Any lawyer worth a damn knows the suit is empty, which means to me that the only logical reason it could have been taken is either because Katz offered the firm enough money to do so, or Katz is a friend/relative of someone at the firm. But friends don’t let friends file frivolous suits.

Which is why the most important word a lawyer needs to know is “no.” Placing your client, and yourself, in the line of fire for sanctions is, as we say in legalese, an ill-considered, imprudent, insane, misguided, half-baked, bird-brained, blockheaded, short-sighted and otherwise dumb-ass thing to do. I’ve said this before my friends, and I’ll say it again: I have a thesaurus and I’m not afraid to use it.

For those that care about such things, this is the transcript of the original testimony on April 12 2013.

The transcript of the July 1st proceeding is here.

The transcript of the July 8th proceeding is here.

A supporting affidavit from my counsel is here.

The video of the one minute and 56 second exam that Katz did was up on YouTube, but YouTube took it down, despite it being part of a legal proceeding.
——————

 

April 21st, 2014

Shooting the Messenger (I’ve Been Sued Again) – Updated

Michael J. Katz

Michael J. Katz

Last year a judge eviscerated an orthopedic expert in open court for being a liar. A legal blogger reported it. And now that expert has taken his wrath out on the blogger by suing him for defamation.

And it turns out that I’m the blogger that reported it, and last week suit was filed against me to the tune of $40 $200* million. This is the story.

You remember Dr. Michael Katz, don’t you? He’s the defense expert I wrote about last year that was subjected to the deeply lacerating comments of Justice Duane Hart, who called him a liar from the bench. And when I say he called him a liar, I mean that he did it many, many times and used the word “perjury” to describe the testimony.

The judge also, apparently, used the phrase “Typhoid Mary” in addition to “a liar and a thief,” and invited the attorneys in the courtroom to spread the word that Dr. Katz had been caught lying, according to the suit.

Just to be clear, as we start here, I had no role in that litigation.  Rather, the boundaries of the suit concern my reporting on what transpired in the courtroom and offering my opinions on its significance.

The basis of Justice Hart’s wrath against Katz was a medical-legal exam that Katz did on behalf of a defendant in a personal injury suit. Two issues arose from it.

First, that the brief nature of the physical exam — an orthopedic exam of the shoulder that lasted, according to the transcript of the proceedings, one minute and 56 seconds, but you can view it yourself here on YouTube — conflicted with Katz’s claim that his customary and usual exam was 10 to 20 minutes. The surreptitiously recorded video also shows a couple minutes of history being elicited and the doctor asking what hurt.

Second, and apparently far more important to Justice Hart than the time it took to do the exam, is that he didn’t believe Katz did all of the tests he claimed he had done in that brief period. How do we know that was the most important thing to Justice Hart? Because Katz quotes him saying so in the Complaint.

Katz, according to the judge, makes millions of dollars doing these so-called “independent” medical exams, or IMEs.

I reported on those court proceedings and some of Justice Hart’s lacerating remarks, as well as a subsequent court appearance before him, and reported the judge’s statements that he was going to refer Katz to the District Attorney for criminal investigation, to the administrative judge to commence civil contempt proceedings and to the Office of Professional Medical Conduct to investigate action against his medical license.

That’s a lot of whoopass.

Dr. Katz concedes in his Complaint that Justice Hart made heaps of cutting comments about his integrity, and has now agregated them into one place. This includes comments Justice Hart made both on the record and, allegedly, off.

In Katz’s recitation of facts in the Complaint — a stark re-telling of a jagged wound being ripped open by a judicial gavel — it is asserted that Justice Hart said (¶75)…:

off-the-record, that Dr. Katz’s career doing IME work might be over, calling him a “no good liar,” and told him to retain a lawyer.

And that (¶ 77):

He threatened Dr, Katz with criminal prosecution and imprisonment multiple times, off-the-record, throughout the morning.

And this (¶79):

The doctor’s career doing IME’s might be over. If he gets caught in a lie on something that’s material at trial his future use to anyone is useless, correct? That will follow the doctor forever.

And that Justice Hart said (¶82):

I would strongly suggest you do not do anything because you’re in more trouble than you think. It’s probably that your career doing IME’s is over. It’s possible, unless this case is settled, that I might be taking more – the attorneys have a duty basically not to do anything with regards to the district attorney. If I find out or if I even suspect something is going on I have a duty to get in touch with the district attorney and getting in touch with the district attorney is not a good thing for you in this case. Understood?

And that this occurred in the presence of Katz’s criminal defense attorney who subsequently appeared (¶84):

Justice Hart announced, in open court, but off- the-record, “Your client is a liar and a thief.”

And this (¶95):

During the court appearance, despite stating that he would seal the record in exchange for a settlement, Justice Hart actively invited other attorneys who were present, or even in the courtroom on unrelated business, to order copies of the transcript in order to “spread the word” concerning Dr. Katz’s alleged perjury.

And this (¶98):

Justice Hart referred to Dr. Katz as “Typhoid Mary” and accused him of “getting caught red-handed in an out-and-out lie,”

And this (¶99)

he gave a laundry list of tests that he did…Did he perform those tests in whatever time he did [sic] that he testified to? No.”

And this (¶120):

Off-the-record, Justice Hart continually pressured Dr. Katz to state on the record he would no longer practice “medical-legal” examinations, repeatedly berated Dr, Katz, stating that “his career was over,” and even stated that defendants’ counsel wanted to “tear [Dr. Katz] a new asshole.”

And this (¶128):

Again counsel, it is not the time so much if the doctor thinks he can explain the time. It is not the time problem. It is that there are tests that he testified to that he didn’t do. That is the perjury.

And this in trying to persuade him to retire (¶128):

I unsealed the record. Everybody from now on when he testifies as to the tests that he performed, it is always going to be questioned from now on. After about a month or two, nobody is going to go near him anyway. So he is not giving up much. What he is giving up is me referring it to the District Attorney and to the Administrative Judge. I would think that he wants to consider it again. Nobody is going to go near him.

And this to his criminal defense lawyer (¶130):

It is that the tape shows that he didn’t do the tests that he spent a considerable amount of time talking about that he did. That is the perjury. Yes, he didn’t do the tests. It is not just me saying it. It is not just the plaintiff saying it. The defendants are saying it too. Does your client really think if the insurance industry or some of the insurance companies that hired him before when they find out he lied, do you really think they will go near him?

In other words, the damage to Katz’s reputation were based on the exceptionally sharp comments of Justice Hart. The was brought on, according to the judge, by Katz’s conduct.

But Katz can’t sue the judge. Hence the title of this post, Shooting the Messenger, for I was the one to report it.

I ask you dear reader, is this not newsworthy? Especially in light of Katz’s claim that he has “testified in countless personal injury and medical malpractice cases as an expert witness, most often for defendants, over the past twenty years” (¶10) and that he was “one of the premier expert witnesses in the field of orthopedic medicine” by the time this case came up (¶41) and that he was “a highly regarded expert witness in the area of orthopedic medicine” (¶44).

So, if you take his self-description at face value, yes, the trauma to such a person’s integrity by a judge would certainly seem to fit any definition of newsworthiness.

Katz also claims in his lawsuit that “there is no indication” Justice Hart carried through on his statement that he would refer him to the D.A. or to the Office of Professional Medical Conduct (¶22). Maybe he did, maybe not, I have no way of knowing since investigators don’t generally blab about what they are investigating. And apparently, Katz doesn’t know for sure either.

But then, quite oddly, he repeated this mantra of the judge allegedly not subsequently reporting. He repeated it many, many times. As if the judge’s conduct subsequent to publication was important. This is a sample from the Complaint:

149. Turkewitz also falsely stated and implied that Dr.Katz was being investigated by the Attorney General’s Offîce and the Office of Professional Medical Conduct despite the fact there was no evidence of any such investigation when Turkewitz published his blog posts.

Given that Katz had already quoted the judge saying he was going to do exactly that — report him to the D.A. and Office of Professional Medical Conduct — it is bizarre to complain that I reported it. How can it be defamatory to report on what a judge said?

This is one of the many comments that Katz himself quotes of Justice Hart on the issue (¶124):

Let the record reflect that I gave Dr. Katz the option of and I would institute a special proceeding to retire from the medical/legal business. Retire at the time and he has declined. What I am now going to do, I am going to order a full transcript of everything, the trial and the subsequent proceedings. I will present that to both the administrative judge of Queens and the District Attorney. I would recommend to the District Attorney that they explore prosecuting Dr. Katz for perjury.”

This dumping of crap into a complaint indicates a person scrambling to find an issue somewhere, someplace.  And it reminds me of a post I wrote last year, on the importance of lawyers saying “no” to potential clients. Lousy defamation cases happened to be one of my examples.

Vetting a new case is important. The fact that a potential client has hurt feelings because a judge said mean things about him, and it was reported, is not enough to sustain a defamation lawsuit. Not in the United States, anyway.

In my postings I offered not only my opinions on why the potential legal troubles were significant to Katz, but more importantly, offered my opinions in a series of posts about why I thought this was one piece of evidence of pervasive insurance fraud that I believe is ongoing by the insurance companies themselves. I’ve called for an investigation by New York State Attorney General Eric Schneiderman or NYS Financial Services Superintendent Benjamin Lawsky (as he oversees the insurance industry).

You may consider these calls for an investigation my petition for redress of grievances.

And now I’ve been sued for my efforts. That’s right, sued for reporting on proceedings in open court and offering my opinions.

first-amendment-719591I think that most people with even a rudimentary understanding of our First Amendment would know that such a suit is verboten. And certainly anyone that has gone to law school must know this. Because both the freedom of the press and the right to petition for redress of grievances are two our First Amendment freedoms.

And lest the part about a free press be unclear, New York has its own Civil Rights Law § 74 that makes it even clearer, though Katz and his counsel seem to be blissfully ignorant of it:

A civil action cannot be maintained against any person, firm or corporation, for the publication of a fair and true report of any judicial proceeding, legislative proceeding or other official proceeding, or for any heading of the report which is a fair and true headnote of the statement published.

The Complaint makes some other patently idiotic allegations, such as this one (¶25):

Turkewitz attempts to generate interest in his site by posting seemingly provocative and/or scandalous material.

Even if was true true — and the ABA Journal apparently didn’t think so when it kept picking me for its Blawg 100 and selected me for its Blawg Hall of Fame, based on being “a great source for news and commentary” — what difference would it make?

Is the citizenry supposed to curtail opinions because a writing is provocative? Can anyone else hear Thomas Paine laughing? Has anyone seen cable “news” shows lately or listened to talk radio? Rush Limbaugh (and a gazillion others) would shrivel up and die if he couldn’t be provocative or scandalous.

So where is the gravamen of the complaint against me?  It is by this type of allegation (¶27):

Turkewitz falsely stated and implied, among other things, that Dr. Katz had committed perjury, fraud and was guilty of racketeering. Turkewitz’s blog posts were intended to create the impression that Dr. Katz had been charged with and/or convicted of criminal perjury and other crimes which would make him unfit to act as an expert witness.

The problem with the allegation is that I never said he was convicted of anything. And Katz’s lawyer knows that, which is why there is no quote of me ever writing such a thing. But it does get repeated many times, as if repeating it like some talismanic incantation will magically make it truthy.

And then there is this one (¶28):

Turkewitz’s blog posts go so far as to expressly compare Dr. Katz to a “convicted felon” and a “prisoner.” Dr. Katz was not charged with or convicted of any crimes.

Nope. Missed again. There is a reason there is no real quote from me. Because this is what I actually wrote about witnesses in general (with reference also to Dr. Robert Israel, who has his own problems from medical-legal exams):

Defense attempts to preclude Drs. Katz and Israel from testifying in future trials seem doomed to fail. They are, after all, eyewitnesses to injuries.  If a convicted felon came upon a car accident shortly after it happened and saw injuries, would he be precluded from testifying simply because one side or the other didn’t like his testimony? If he saw the injuries a month or year later, would he magically be precluded? Are prisoners precluded from testifying? Making matters worse for those that hired these doctors over the years is that they are responsible for creating them as witnesses.

While the medical-legal examiner is an expert that can give opinions, s/he is also a fact witness as to what transpired on a particular day. A fact witness is a fact witness. It matters not if the witness to a collision is a nun or a felon, or the witness is a doctor hired to defend a lawsuit. The only question is whether the witness is available to testify.

And my opinion is shared by my co-defendants, Paul Kassirer at defense firm Lester Schwab.  Kassirer is quoted in the Complaint with having sent my initial posting about Katz via email to other defense lawyers with this comment (¶212):

“More to the point, even if he is eventually arrested and convicted of perjury, NY law is clear that he is not legally ‘unavailable’. Accordingly, whoever has retained him will not be entitled to another IME. As long as he was licensed and was competent at the time of the exam, he can testiff and therefore is not ‘unavailable.’

And this is all backed up by New York law, as Katz is certainly not the first witness to experience legal or credibility issues. On February 27th of this year, Justice David Schmidt in Brooklyn dealt with this exact issue regarding Katz, and concluded that the defense attempt to preclude his testimony must fail. In Atchinson v. Metropolitan Enterprises, he wrote, after describing the comments by Justice Hart:

“[t]he defendants’ concern that the plaintiff may impeach the examining physician’s credibility … [is] not a sufficient basis to compel a second examination” (Carrington v Truck-Rite Dist. Sys. Corp., 103 AD3d 606, 607 [2d Dept 2013], citing Schissler, 289 AD2d at 470Futersak v Brinen, 265 AD2d 452 [1999]). The instant facts are analogous to the cases of a public attack on the professional credentials of an IME physician; such cases hold that instances of compromised professional integrity do not warrant a subsequent IME (see e.g. Giordano v Wei Xian Zhen, 103 AD3d 774, 775 [2013] [fact that examining physician was arrested and surrendered medical license subsequent to examination and note of issue filing does not justify additional examination]; Carrington, 103 AD3d at 607 [same];Schissler, 289 AD2d at 470 [fact that examining physician was subjected to professional discipline subsequent to examination and note of issue filing does not justify additional examination]; Futersak, 265 AD2d at 462 [same]). Defendants advance no authority suggesting that the present situation concerning Dr. Katz is distinguishable because he has been accused (as recorded in a court transcript) of perjury.[5]

In the subject heading, I wrote that I’ve been sued “again.” I was sadly, dragged into the Rakofsky v. Internet fiasco. My response in that suit was to say, “go shit in a hat and pull it down over your ears,” though I did offer the pseudo-legal latin version for those that want lawyers to speak pretentiously: vade et caca in pilleum et ipse traheatur super aures tuos. 

In that post, I also detailed the other times I was threatened. I’ve also defended another defamation suit with a take-no-prisnors attitude. It has never ended well for those that threatened or sued.

Was filing this suit a dumb thing to do? Yes, on multiple levels.

First, if Justice Hart didn’t previously report this matter to the D.A. or the Office of Professional Medical Conduct, this suit may act as a reminder.

Second, Katz has now further publicized the vicious tongue-lashing that he received from a judge. I learned about it from a New York Post reporter, and that call was followed up by a Daily News reporter, both the day after it was filed. Who alerted them?

By suing the messenger, Katz invites not only repetition of the claims he has catalogued, but enormous backlash from free speech advocates. There are a great many people who don’t take kindly to frivolous defamation claims and the chilling of free speech that often comes with them. There is a fair chance that those who did not previously know about Katz, will now learn.

Updated 5/28/14: Justice F. Dana Winslow has ruled on a motion in another case about whether Katz can be cross-examined on Justice Hart’s conclusions. The answer is, yes he can. The matter is Graser v. Dimeo, where Katz claims to have done a 45-minute defense medical exam.

This was the reasoning:

It is well settled that, for impeachment purposes, a witness may be cross-examined with respect to prior immoral, vicious or criminal acts which have a bearing on the witness’s credibility. Badr v. Hogan, 75 NY2d 629. The Court of Appeals has extended the rule beyond the “immoral, vicious or criminal’ categories to include prior conduct that simply demonstrates the witness’s “untruthful bent,” such as using an alias [People v. Walker, 83 NY2d 455], or publishing books advocating cheating [People v. Coleman, 56 NY2d 269].

The cross-examiner must have a reasonable basis in fact for asking questions about prior misconduct, and must do so in good faith. People v. Kass, 25 N.Y.2d 123; People v. Green, 272 A.D.2d 341. If the witness denies the prior misconduct, the cross-examiner may press the witness further, but is not permitted to introduce extrinsic evidence to refute the witness’s denial. Id., at 635.

In the case at bar, the Court finds that plaintiff has a reasonable, good faith basis, to cross-examine Dr. Katz regarding the truthfulness of his testimony in the Bermejo Action. Dr. Katz’s prior conduct need not have resulted in a formal adjudication of wrongdoing. It is enough that facts exist which tend to show a propensity for untruthfulness; that is that Dr. Katz gave false information in circumstances in which he was required to be truthful. See People v. Walker, 83 NY2d at 461. Plaintiff’s counsel may ask Dr. Katz about his testimony in the Bermejo Action and about the underlying facts which suggest that his testimony was false. Counsel may not, however, call other witnesses or introduce extrinsic evidence (such as the video recording), to refute Dr. Katz’s answers.

Although such inquiry may be prejudicial to defendant, the Court notes that if it weren’t, it would be of no use to the plaintiff. The question is not whether such inquiry is prejudicial, but whether it is unfairly or unduly so. The Court determines that it is not. Where, as here, the inquiry has a factual basis, and bears on the question of the witness’s credibility, it is fairly and properly allowed. See Castillo v. 62-25 30th Avenue Realty, LLC, 74 AD3d 1116 (allowing defense counsel to question plaintiff’s treating physician regarding underlying factual allegations that led to suspension of his license to practice medicine); Spanier v. New York City Tr. Auth., 222 AD2d 219 (allowing defense counsel to question plaintiff’s treating physician about prior allegations of improper billing).

The Court thus finds no basis to bar the cross-examination of Dr. Katz regarding the proceedings in the Bermejo Action. The nature and extent of such cross-examination is left to the discretion of the trial judge. See Badr v. Hogan, 75 NY2d at 634.

* While I originally wrote the suit was for $40 million, that should have been $40 million for each of five different causes of action for an aggregate claim of $200 million.

Elsewhere on the suit:

Simple Justice (Scott Greenfield):

This has nothing to do with the fact that Justice Hart found Katz to be a liar, of course, but it’s all that Turk’s fault because he posts “provocative and/or scandalous material.”

Legal Satyricon (Marc Randazza):

If Dr. Katz dared to file suit in Nevada, California, Oregon, or a growing number of other states with meaningful anti-SLAPP statutes, his litigation campaign would likely end post haste. It would be thrown out of court, and the judge would bruise his ego in the shape of the defendants’ attorneys fees and costs. But this is not California, or even Nevada – it is New York. Without meaningful relief, we are left only with the disinfectant of cleansing light shone upon those who file such censorious lawsuits.

 

October 31st, 2013

Can You Secretly Record the Medical-Legal Exam?

SecretSurveillanceVideoOver the summer I did a series of pieces on Dr. Michael Katz, who got busted by a judge for lying under oath about the length of the medical-legal exam that he did on the defendant’s behalf. He was claiming it was 10-20 minutes or so, yet a secretly recorded video had him at just one minute and 56 seconds. The judge wasn’t pleased.

A mistrial was declared and the good doctor was referred to the District Attorney for possible perjury prosecution, to the Administrative Judge for possible civil contempt and to the Department of Health – Bureau of Professional Medical Conduct to evaluate his fitness to practice medicine.

I covered a lot of angles in that series, even doing original research on the length of exams by other “frequent flyer” experts that insurance companies rely upon, and finding an average length of under five minutes for those I looked at.

But one piece was missing from my series: Is it permissible for plaintiffs’ representatives that accompany them to these exams to surreptitiously videotape the doctor doing the exam, and if this is done, does that video need to be exchanged? The reason it was missing is that there really isn’t much in the way of law in this area.

To be sure, Justice Duane Hart‘s initial reaction in the Katz case was that this was improper conduct by the plaintiff, and initially sanctioned him. That sanction was withdrawn, but in the process he had also declared a mistrial on a case that had been going for a month. The problem that Justice Hart had to wrestle with is that there is no statute governing this and little case law.

This week on that subject, in the New York Law Journal, comes an article by Ben Rubinowitz and Evan Torgan (Turning the Table: Cross-Examining IME Doctor Using Video of Exam, $ub). They are, by all measures, well respected attorneys here in New York, and these guys frequently lecture on various aspects of personal injury practice.

In the absence of either statute or case law to analyze whether it’s acceptable to video, they turn to ethics opinions. But:

[T] he ethical opinions regarding secret video-recording specifically fail to provide clear guideposts for attorneys. For example, the American Bar Association, in opinion 01-422, found that, in general, undisclosed taping by an attorney or his agent was not in and of itself prohibited. In accordance with that opinion, The New York City Bar modified its previously held position that undisclosed videotaping was unethical, holding that such conduct was permissible, but only where the lawyer “has a reasonable basis for believing that disclosure of the taping would significantly impair pursuit of a generally accepted societal good.”

What constitutes “a reasonable basis for believing that disclosure of the taping would significantly impair pursuit of a generally accepted societal good”? Good question, glad you asked. And no, I don’t have the answer because such answer does not (yet) exist. Do I think it is a generally accepted societal good to catch a doctor doing a 2-minute exam that he claims was a 15-minute exam? Yep, I sure do. The scoundrels should be purged from our midst if we would like our system of justice to have more integrity.

It’s unclear to me why recording such exams should be a problem. Defendants, after all, are free to do secret surveillance of plaintiffs. Why shouldn’t a plaintiff be able to do likewise to the defense medical examiner, especially when we have excellent reasons to believe there is widespread corruption going on? The doctor isn’t even a party to the action.

Back to Rubinowitz and Torgan:

As it relates to personal injury actions, defense attorneys have become well versed in the use of videos to discredit a plaintiff’s claim of injury. While the law regarding the surreptitious taping of a plaintiff in a personal injury action has developed over many decades the issue of the propriety of the taping in the first instance and its disclosure seems to have been answered: There is no prohibition against such taping and there are now definitive time periods in which disclosure of the video must be revealed.

When it comes to the videotaping of the IME, however, the law is not so clear. In New York not only is there no statute directly on point but there is a paucity of case law supporting or prohibiting such conduct. The question that will likely be addressed in the near future is whether the plaintiffs attorney or his agent should be permitted to videotape the independent medical examination, and if so, when disclosure should be made. Many see no difference between the defendant’s right to surreptitiously videotape the plaintiff and the plaintiff’s right to surreptitiously videotape the IME. Both the plaintiff and the defendant are seeking to use the video for a similar purpose: to discredit the credibility of an individual through the use of extrinsic proof.

The sooner this gets resolved by the appellate divisions, the better, perhaps with a bit of help from the various ethics committees. But from were I sit, there is simply no sound reason to object to the practice. Every other formal part of litigation where evidence may be presented to a jury is recorded somehow, without exception. That a doctor would be able to claim something happened at a medical-legal exam — which is very much a formal procedure — when the plaintiff says no such thing happened, is very easily remedied.

Why would anyone be upset about making the process more honest? Why should there even be ambiguity over how long the exam took or whether certain tests were done?  As I noted over the summer when discussing next steps for this problem, technology is now completely unobtrusive. And with Google Glass coming along, the filming couldn’t be easier.

 

July 23rd, 2013

Quickie Medical Exams: What Next?

FraudSo? Now what?

I started this series with the story of one doctor, Michael Katz, getting busted on the witness stand for lying about a defense medical exam that lasted less than two minutes. I followed up regarding the judge’s referrals for punishment, and then did an analysis of other exams Dr.Katz had done, timed by others, that averaged less than five minutes.

And having used him as an example, I then went on to present evidence that these premature evaluations are not an isolated problem. The average exam times for three other “frequent flyer” insurance doctors, from the data I found, all averaged under five minutes.

I think it’s fair to ask the question, how much insurance fraud is going on by the insurance companies? The more denials insurance companies can conjure, the more money they make. But remember, peoples’ economic lives may well be at stake for the Workers Compensation, No-Fault and personal injury cases that these exams are done for.

What next? I SAID, “WHAT NEXT!”

Yeah, I’m yelling, and why the hell shouldn’t I? There are thousands of exams being done each year, just by the four doctors that I briefly investigated. The scope of financial losses to the citizenry (and gains for the insurance companies) may be well up in the tens of millions or hundreds of millions a year when you extrapolate out across all the exams. Just in New York.

I’m just one guy banging away on a keyboard. I don’t have the resources for a proper investigation to tally the damage. I don’t have subpoena power. But others do. It isn’t enough for me to yell about problems, I should suggest solutions:

Like the District Attorneys, such as Queens District Attorney Richard A. Brown who already has the Michael Katz perjury file heading toward his office for potential prosecution. But why stop at perjury when the real issue may be insurance fraud?

And this holds true for Attorney General Eric Schneiderman as well. This matter isn’t, after all, limited to any one particular county.

And then there is U.S. Attorney’s Office, both Preet Bharara in the Southern District and Loretta A. Lynch in the Eastern District. Wire and mail fraud are often the basis for federal jurisdiction, and let’s face it, if there are problems in New York with these quickie exams there are problems elsewhere.

Do I have faith that these prosecutors will undertake a wide-ranging insurance fraud investigation simply because there is evidence of it, there are vast sums of money at stake, and that many thousands of already-injured consumers may be victimized a second time?  I’m allowed to wish, aren’t I?

On a strictly court-wide level, one of the issues that came up in the trial with Michael Katz was the surreptitious video that captured him doing the one minute, 56-second exam. The judge thought it might not be proper to do so, and if done, that the video should have been exchanged. Plaintiff’s counsel thought otherwise. This is not the type of thing in which you will find a lot of direct-on-point appellate law.

But we shouldn’t even need appellate courts, since the answer I think should be clear, despite Justice Hart’s declaration of a mistrial in the Michael Katz matter.

First off, defendants are already free to video plaintiffs at their depositions or to hire investigators to video plaintiffs secretly. Everything we do in litigation is recorded somehow, because everything has the potential to be contentious.

Why would taking video of a doctor doing a medical-legal exam not be permitted? Is there any colorable reason to object, other than the fact that an insurance doctor won’t be able to say he did a 30 minute exam when it actually lasted four minutes? And that he won’t be able to claim certain tests were done if they weren’t done? Are we afraid of taking away the opportunity to commit a a fraud on the courts?

And why wouldn’t the video be protected as attorney work-product, the same as the notes that might be taken by a lawyer attending the exam with a client? Do plaintiffs get copies during the discovery process of the raw notes that the doctors take? Do we get the letters from the insurance companies and their lawyers to their doctors? No, we don’t, not in New York. Unless a doctor inadvertently leaves the letter in his file and gets caught with it later.

According to Chief Justice Jonathon Lippman, these exams are part of the adversarial process. Can you think of any other aspect of the process where one side or the other doesn’t have the right to record it? As CJ Lippman wrote in Bazakos v. Lewis in dissent:

It is beyond cavil that a statutory medical examination is an adversarial process. The examinee’s attendance is compelled by rule of law (see 22 NYCRR 202.17), and his or her engagement and interaction with the examining physician is nonconsensual. Indeed, because of the inherently adversarial nature of these types of examinations, this Court long ago recognized the examinee’s right to be examined in the presence of his or her attorney

Perhaps, in days gone by, bringing in a videographer, and setting up a camera with tripod would have seemed an intrusion that got in the way, and people figured having a representative there was enough. But as we can plainly see, these quickie exams appear to be rampant and the consequences can be devastating.

Technology advancements cannot be understated. Anyone can use an iPhone and be completely discreet. And with Google Glass now coming fast, video recording would be completely unobtrusive as the camera would be worn like eye glasses. There’s no logical reason to say no to recording.

One thing for CJ Lippman to consider, if someone was kind enough to forward this little posting to him, is amending 22 NYCRR 202.17 to make clear that a party is permitted to audio or video record the exam. Is there any benefit to leaving it ambiguous?

And while we wait for the modification, the lower courts can make it clear in Preliminary Conference form orders that this right exists. Again, there is no benefit to ambiguity.

What do we gain by having videos? Plenty. Sure, it’s still possible for frequent flyer doctors to fudge their findings, it’s just more difficult when a range of motion, for instance, is captured on camera. And it sure looks bad for a doctor if a report details no limitations on a range of motion but the video shows the range of motion was even tested.

There are these benefits:

  1. Exams will generally be more thorough, and if not, the jury will know it clearly without having to depend on the word of a paralegal against the doctor’s word that the exam was a quickie;
  2. Longer exams will likely lead to them being more consistent with the findings of actual, treating physicians;
  3. If defense medical exams are closer to reality, then the differences between the parties will be narrowed, and narrowed differences lead to fewer motions and quicker resolutions of cases;
  4. Quicker resolutions of cases leads to fewer burdens on the judiciary, which can then focus its limited resources on cases with bona fide differences instead of contrived differences.

In essence, the only ones who lose out here are those that seek to commit insurance fraud.

I have spent many hours on this series. Now it is up to you, dear reader, to do something about it.

If you’re a prosecutor, then have the courage to investigate as the scale may be stunning in its expanse.

If you’re a journalist, take the time to further uncover the depths of the fraud.

If you’re a lawyer, take the time to educate as many as you can, via op-ed pieces, websites, newsletters or any other medium you can use, and make it clear in preliminary conference orders that your client has the right to this.

If you’re a judge, you can remove the ambiguity over whether these medical-legal exams can be recorded, and remove the ambiguity over what occurs during those exams.

If you’re a legislator, remember this when insurance companies scream they are the victims of insurance fraud, and you can wonder if they are actually the cause.

I’m done banging this keyboard. I’ve given you more than ample evidence to raise questions and investigate further.

The issue is yours. What will you do with it?

I rest. For now. And reserve the right to reopen my case.

Updated: I didn’t expect to reopen my case so soon, but:

Part 6: To Tell the Truth: Which Doctor’s Signature is the Real One?

Part 7: Doctor Testifies That Six Different Signatures Are All His (8/5/13)